Rob Campos is an Associate on the Compliance Team at GEM. In this role, he is responsible for actively engaging in due diligence processes, ensuring adherence to SEC regulations, and upholding GEM’s Code of Ethics. Prior to joining GEM in 2024, Rob was a Senior Compliance Analyst at Ally and worked in regulatory insurance Compliance at Equitable and AXA. He received a B.A. in Psychology from Rutgers University-Newark and holds Series 6 and 7 designations.
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